焦点新闻-新浪科技: 纳斯达克因Facebook IPO交易故障罚款1千万

焦点新闻-新浪科技

科技焦点新闻

纳斯达克因Facebook IPO交易故障罚款1千万
http://go.rss.sina.com.cn/redirect.php?url=http://tech.sina.com.cn/i/2013-05-30/00448391796.shtml
May 29th 2013, 16:44

　　新浪科技讯 北京时间5月30日凌晨消息，美国证券交易委员会(SEC)周三称，纳斯达克OMX集团同意支付1000万美元以了结Facebook IPO(首次公开招股)交易故障所引发的民事指控，创下针对证券交易所的最大罚款金额。
　　证券交易委员会称，纳斯达克OMX集团在Facebook IPO交易当天所作出的一系列"不幸决定"导致其违反了一系列的监管规定，其结果是 3万多份Facebook股票交易订单本应被执行或取消，但却在纳斯达克的交易系统中滞留了两个多小时，令投资者陷入混乱状态，并最终导致做市商蒙受了5 亿美元损失。
　　纳斯达克OMX集团同意支付上述赔偿金以了结相关指控，但并未承认或否认这些指控。(唐风)
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